Global Financial Services Organisation
Monitoring and Advisory
3 – 7 Years Compliance Experience
Monitoring and Advisory
3 – 7 Years Compliance Experience
Compliance Analyst needed to join a Global Leader
inFinancial Services, with a long and trusted history in the custodial and
asset servicing business. Working in a small, you will report directly into the
Head of Compliance, gaining diverse and broad experience.
inFinancial Services, with a long and trusted history in the custodial and
asset servicing business. Working in a small, you will report directly into the
Head of Compliance, gaining diverse and broad experience.
In this role, you will assist with implementing the
Corporate Compliance Oversight Program; assist in the ongoing maintenance of
the AML and CTF Program; assist in the ongoing review and documentation of
compliance policies and procedures. You will also advise the business on
regulatory and compliance matters as the related to the operations of the
business; participate in local and global compliance projects and
administrative functions.
Corporate Compliance Oversight Program; assist in the ongoing maintenance of
the AML and CTF Program; assist in the ongoing review and documentation of
compliance policies and procedures. You will also advise the business on
regulatory and compliance matters as the related to the operations of the
business; participate in local and global compliance projects and
administrative functions.
Ideally you will have at least 3 years + experience
with a compliance function in the Financial Services Sector. A good knowledge
of Chapter 7 of the Corporations Act would be useful as well as a knowledge of
AML/ CTF legislation.
with a compliance function in the Financial Services Sector. A good knowledge
of Chapter 7 of the Corporations Act would be useful as well as a knowledge of
AML/ CTF legislation.
To apply please contact Catherine Wolfe-Coote or
forward your resume to syd@carmichaelfisher.com
quoting ref no: CWC2001624
forward your resume to syd@carmichaelfisher.com
quoting ref no: CWC2001624
