JS Careers Senior Regulatory Compliance and Policy Manager Job Vacancy in Australia


Senior Regulatory Compliance and Policy Manager

JS Careers has been exclusively engaged by a global
leader across retail, corporate and institutional banking. This is a newly
created role and will be primarily responsible for providing advice and
guidance around group-wide regulatory compliance obligations.

We require
someone with extensive regulatory compliance experience, including exposure to
the regulatory obligations of ASIC, APRA and AUSTRAC.

Specific duties will be two-fold, and will include:

Regulatory compliance and policy:

  • Work closely with the Head of Regulatory and
    Conduct Compliance to implement, install and lead regulatory oversight
    Australia wide.
  • Ensure appropriate policies and procedures
    governing regulatory compliance and financial crime matters within
    Australia are cascaded, and that there is on-going monitoring and periodic
    reviews to verify that compliance risk is adequately managed.
  • Ensure compliance processes are implemented
    and driven across the group in Australia. 
  • Work with senior management to implement and
    drive global compliance policy and work closely with compliance subject
    matter experts.

Conduct compliance:
  • Assist and support in the implementation of
    central policy, advice, monitoring of regulatory compliance matters. 
  • Provide compliance advice for global
    businesses and global functions in Australia.
  • Contribute to the review of the regulatory
    compliance global risk management framework to ensure it meets legislative
    and regulatory requirements. 
  • Work closely with various business units,
    applying knowledge in the area of regulatory compliance.
  • Participate in and work with relevant industry
    bodies and groups in relation to regulatory related initiatives.

Suitable candidates will possess:
  • At least 5 years of experience in a relevant
    regulatory compliance or regulatory affairs position within a financial
    institution.
  • Sound knowledge of ASIC, APRA and AUSTRAC
    regulatory obligations.
  • Degree qualified in Legal, Finance or
    Economics or other relevant disciplines.
  • Excellent communication skills with the
    ability to manage stakeholders at all levels.
  • Attention to detail.

For further information, or a confidential career
discussion please contact Mark Reece at JS Careers on (02) 8096 9413.
Alternatively, please make an application via mark.reece@jscareers.com.au
Mark Reece (02) 8096 9413
mark.reece@jscareers.com.a
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