• Audit, Compliance, Regulatory Or Investigatory Experience
• Investment Banking Experience Is Ideal
Our client, a leading Investment Bank is looking to hire a Compliance professional into their Compliance testing group who plays a critical risk management function. You will work in a team responsible for testing and reviewing the effectiveness of policies, procedures and controls. You will be responsible for creating detailed work programs, executing the steps for those plans and putting into detailed written summaries. You will work with Senior Compliance and Business Management to gain an excellent understanding of both the firm’s businesses and the rules and regulations under which the firm operates.
The Compliance function for this Bank is global so you will work with colleagues and the rest of your team worldwide to share findings and refine processes. You will have excellent written and presentation skills and have strong critical thinking and analysis abilities.
To qualify, individuals must possess:
• 4-8 Years Compliance experience within Financial Services
• Compliance testing or investigations experience
• Forensic Accounting/Audit, Regulatory experience will also be considered
• Fluency in Korean/Japanese/Mandarin is an advantage.
Contact Priscilla Slade on (65) 6854 5603 quoting reference number JDB/PVS16872
